Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Clark Williams has been in the financial services industry since October 14, 1973. Wayne Clark Williams is currently registered with LPL Financial LLC. Wayne Clark Williams has been registered with LPL Financial LLC since December 1, 2003. Wayne Clark Williams has also worked for Walnut Street Securities, Inc. and General American Life Insurance Company. Wayne Clark Williams has passed the Uniform Securities Agent State Law Examination, General Securities Principal Examination, General Securities Representative Examination, Securities Industry Essentials Examination, and Registered Representative Examination. Wayne Clark Williams is registered in Texas as a Broker-Dealer and Investment Adviser Representative. Wayne Clark Williams is also active in real estate rentals and non-variable insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/01/2003 - Present
LPL Financial LLC (FORT WORTH TX)
CA
10/10/1985 - 11/11/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
10/15/1973 - 01/14/1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
NA
11/22/1983 - 09/10/1985
MINTON SCHMID, LANDERS VINTON REUTHER & SMITH, INC.
BC
Issued 01/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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