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Wayne Christopher Klatt

Allstate Financial Advisors, LLC

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About Wayne Christopher Klatt

Wayne Christopher Klatt is a financial advisor registered with Allstate Financial Advisors, LLC. Wayne has been in the financial services industry since 1995 and has held registrations with several other firms. Wayne's current registrations include a Series 65 with the state of New York. Wayne holds a Series 24 (General Securities Principal), Series 7 (General Securities Representative), Series 55 (Limited Representative-Equity Trader) and SIE (Securities Industry Essentials). Wayne has experience providing investment advisory services to individuals.

Firm Information

Wayne Klatt is currently registered with Allstate Financial Advisors, LLC. Allstate Financial Advisors, LLC is an investment advisor located in LINCOLN, NE. The firm has 350 investment adviser representatives and manages approximately $62,134,830 in assets for 189 individuals. They provide selection of other advisors.
Allstate Financial Advisors, LLC

151 N 8TH STREET, SUITE 450

LINCOLN, NE 68508

$62.13M

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Third party advisory fees

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Wayne Klatt’s Registration & Firm History

NY

07/26/2021 - Present

Allstate Financial Advisors, LLC (Melville NY)

FL

01/10/2018 - 09/21/2020

MURIEL SIEBERT & CO., INC. (Miami FL)

FL

03/04/2016 - 01/02/2020

STOCKCROSS FINANCIAL SERVICES, INC. (Miami FL)

NY

04/09/2007 - 12/02/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

10/18/2000 - 04/26/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

05/04/1998 - 10/02/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/19/1997 - 05/27/1998

HSBC SECURITIES, INC. (NEW YORK CITY NY)

NY

10/11/1995 - 11/02/1995

NATWEST SECURITIES CORPORATION (NEW YORK NY)

NY

05/25/1994 - 10/05/1995

NATWEST INTERNATIONAL SECURITIES INC. (NEW YORK NY)

NY

11/27/1992 - 03/26/1993

HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 10/11/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/09/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/02/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/23/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wayne Christopher Klatt. Review regulatory record here.
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