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Wayne Christopher Cummings

Columbia Management Investment Advisers, LLC

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About Wayne Christopher Cummings

Wayne Christopher Cummings is a registered investment advisor representative with Columbia Management Investment Advisers, LLC. Wayne Cummings is a financial professional with over 15 years of experience in the industry. Wayne Cummings is licensed to provide investment advice in Arizona, New Mexico and Utah. Wayne Cummings has a wide range of experience in the financial services industry, including working with individuals, families, businesses, and institutions. Wayne Cummings has a strong commitment to providing his clients with personalized financial advice and service.

Firm Information

Wayne Cummings is currently registered with Columbia Management Investment Advisers, LLC. Columbia Management Investment Advisers, LLC is an investment advisor headquartered in Boston, MA. They manage approximately $1 billion to $10 billion in assets and provide a variety of advisory services, including asset liability management, credit analysis, and asset allocation. They serve a diverse client base, including individuals, corporations, institutions, and investment companies.
Columbia Management Investment Advisers, LLC

290 CONGRESS STREET

BOSTON, MA 02210

$427.06B

Assets Under Management

126

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset liability management, credit analysis & asset allocation svcs

Asset liability management, credit analysis & asset allocation svcs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Wayne Cummings’s Registration & Firm History

AZ

03/24/2011 - Present

Columbia Management Investment Advisers, LLC (PHOENIX AZ)

NJ

04/02/2007 - 05/25/2007

MORGAN STANLEY & CO., INCORPORATED (TOMS RIVER NJ)

NJ

07/22/2005 - 04/02/2007

MORGAN STANLEY DW INC. (TOMS RIVER NJ)

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Licenses & Designations

BOTH

Issued 08/11/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 07/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wayne Christopher Cummings.
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