Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Brannan is a financial advisor with over 30 years of experience in the industry. Wayne is currently registered with Wells Fargo Clearing Services, LLC and holds Series 7, 62, 63 and 66 licenses. Previously, Wayne was a registered representative with Oppenheimer & Co. Inc., Maxim Group LLC, Investec Ernst & Company and GKN Securities Corp. Wayne has a strong track record of success in providing financial advice to individuals, families and businesses. Wayne specializes in portfolio management, financial planning and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/23/2016 - Present
Wells Fargo Clearing Services, LLC (OAKHURST NJ)
NJ
05/24/2010 - 01/04/2016
OPPENHEIMER & CO. INC. (RED BANK NJ)
NY
10/23/2002 - 06/16/2010
MAXIM GROUP LLC (NEW YORK NY)
NY
12/18/2000 - 10/23/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
08/27/1990 - 12/18/2000
GKN SECURITIES CORP. (NEW YORK NY)
NA
05/30/1989 - 10/19/1990
FIRST FIDELITY CAPITAL CORP.
NJ
07/12/1990 - 08/30/1990
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 02/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1989
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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