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Wayne Chiping Chai

Charles Schwab & CO., Inc.

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About Wayne Chiping Chai

Wayne Chiping Chai is a financial professional with over 28 years of experience in the industry. Wayne is registered with Charles Schwab & CO., Inc. in California. Wayne has a strong track record of providing financial advice to individuals and families. Wayne is a highly qualified financial advisor with a broad range of knowledge and experience. Wayne holds the Series 6, Series 7, and Series 63 licenses as well as the SIE. Wayne's expertise in financial planning, portfolio management and selection of other advisors makes Wayne a valuable resource for those seeking comprehensive financial guidance.

Firm Information

Wayne Chai is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Wayne Chai’s Registration & Firm History

CA

06/19/2007 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

CA

06/24/1994 - 07/26/2006

CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)

CA

07/29/1991 - 09/13/1991

FRANKLIN DISTRIBUTORS, INC. (SAN MATEO CA)

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Licenses & Designations

BC

Issued 06/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/1994

Series 7 - General Securities Representative Examination

BC

Issued 07/26/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Wayne Chiping Chai. Review regulatory record here.
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