Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Charles Wallace is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with Keybanc Capital Markets Inc. and holds a variety of licenses and registrations, including Series 7, 24, 55, 57TO, 79TO, and 63. Wayne has a strong background in investment banking and trading, and he has extensive experience working with clients in the Cleveland, Ohio area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/08/2002 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
NY
02/18/1998 - 08/23/2001
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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