Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Charles Maier has been in the financial services industry since February 1975. Wayne is currently registered with LPL Financial LLC. Wayne also has registrations with the following states: Alabama, Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Michigan, Mississippi, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington, West Virginia, and Wisconsin. Wayne has held previous registrations with Raymond James Financial Services, Inc., Securities America, Inc., National Planning Corporation, and Multi-Financial Securities Corporation. Wayne has experience with consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/17/2024 - Present
LPL Financial LLC (BAY CITY MI)
MI
11/05/2018 - 01/19/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (Bay City MI)
MI
09/20/2013 - 11/06/2018
SECURITIES AMERICA, INC. (BAY CITY MI)
MI
08/15/2007 - 10/03/2013
NATIONAL PLANNING CORPORATION (BAY CITY MI)
MI
04/29/2002 - 08/16/2007
SECURITIES AMERICA, INC. (BAY CITY MI)
CO
09/18/2000 - 04/30/2002
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CO
06/17/1999 - 09/01/2000
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
WI
12/18/1996 - 06/01/1999
SII INVESTMENTS, INC. (APPLETON WI)
MN
08/23/1995 - 12/05/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
IN
04/26/1994 - 05/17/1995
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
04/26/1994 - 05/17/1995
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
MA
08/03/1993 - 04/21/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/03/1993 - 04/21/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
02/17/1989 - 07/02/1993
CENTURY INVESTORS OF AMERICA, INC.
MA
08/20/1974 - 06/06/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
CT
06/25/1985 - 05/28/1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
08/20/1974 - 03/06/1985
METROPOLITAN LIFE INSURANCE COMPANY
BOTH
Issued 03/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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