Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Carl Bailey is a financial advisor who has been in the industry since 1991. Wayne is currently registered with LPL Financial LLC in Connecticut and Massachusetts and has previously worked with several other firms. Wayne has a variety of licenses and certifications, including Series 7, Series 6, Series 63, Series 66, and Series 22TO. Wayne provides financial planning, portfolio management, and other advisory services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/29/2017 - Present
LPL Financial LLC (GLASTONBURY CT)
MA
05/17/2016 - 11/29/2017
NATIONAL PLANNING CORPORATION (Worcester MA)
MA
07/28/2005 - 06/16/2016
AMERITAS INVESTMENT CORP. (WORCESTER MA)
MA
08/07/2003 - 08/01/2005
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
DE
07/25/1997 - 09/03/2003
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NA
03/26/1984 - 04/04/1989
FINANCIAL CONSULTANTS, INC.
NA
07/05/1983 - 03/22/1984
BNL SECURITIES INC.
BOTH
Issued 08/23/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/30/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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