Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Barry Smith is a financial professional with over 40 years of experience in the industry. Wayne Smith is currently registered with Cetera Advisors LLC and has been with the firm since February 2011. Prior to joining Cetera Advisors LLC, Wayne Smith was associated with QA3 Financial Corp. and A. G. Edwards & Sons, Inc.. Wayne Smith is licensed to provide financial advice in nine states, including Arizona, Colorado, Florida, Iowa, Minnesota, Mississippi, Nebraska, North Carolina, and Wyoming. Wayne Smith holds the Series 7 and Series 63 securities licenses as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
02/15/2011 - Present
Cetera Advisors LLC (OMAHA NE)
NE
11/26/2003 - 02/11/2011
QA3 FINANCIAL CORP. (OMAHA NE)
MO
12/04/1992 - 11/25/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
12/11/1981 - 12/04/1992
DAIN BOSWORTH INCORPORATED
BC
Issued 11/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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