Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Anthony Pittel is a financial advisor with Raymond James & Associates, Inc. based in Grosse Pointe Farms, Michigan. Wayne has been in the financial industry since February 18, 1986. Wayne is registered with the state of Michigan as an investment advisor representative (IAR). Wayne has extensive experience in the financial services industry, having previously worked with Roney & Co. and Dean Witter Reynolds Inc. Wayne has a variety of licenses and designations, including Series 3, 7, 30, 63, and 65. Wayne is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/24/2010 - Present
Raymond James & Associates, Inc. (GROSSE POINTE FARMS MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
03/31/1989 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NA
02/19/1986 - 04/12/1989
DEAN WITTER REYNOLDS INC.
IA
Issued 08/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/1999
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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