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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Anthony Morris is a financial advisor with over 30 years of experience in the financial services industry. Wayne has a strong background in providing investment advice and financial planning services to a diverse clientele, including high-net-worth individuals, corporations, and institutions. Wayne is currently registered with Morgan Stanley, where Wayne provides a range of investment services, including portfolio management, financial planning, and asset allocation advice. Prior to joining Morgan Stanley, Wayne held positions at various financial institutions, including Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Wayne is dedicated to helping clients achieve their financial goals and is committed to providing personalized and tailored advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
09/02/2022 - Present
Morgan Stanley (Middleton MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MANCHESTER BY THE SEA MA)
MA
10/10/2003 - 04/02/2007
MORGAN STANLEY DW INC. (MANCHESTER BY THE SEA MA)
NY
10/13/1997 - 10/24/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/11/1994 - 10/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/19/1993 - 09/09/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
02/17/1993 - 07/26/1993
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
04/10/1992 - 02/19/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/23/1991 - 03/02/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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