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Wayne Anthony Hervey

Pruco Securities, LLC

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About Wayne Anthony Hervey

Wayne Anthony Hervey is a financial professional with over 10 years of experience in the financial services industry. Wayne has held positions at several firms including MML Investors Services, LLC, NYLIFE Securities LLC, MWA Financial Services Inc., and American General Securities Incorporated. Wayne is currently registered with Pruco Securities, LLC and is licensed to provide financial advice in Mississippi and Texas. Wayne's areas of specialization include: investments, insurance, financial planning, and retirement planning.

Firm Information

Wayne Hervey is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Wayne Hervey’s Registration & Firm History

MS

05/10/2022 - Present

Pruco Securities, LLC (Ridgeland MS)

MS

09/03/2021 - 04/22/2022

MML INVESTORS SERVICES, LLC (Florence MS)

MS

08/13/2020 - 06/23/2021

NYLIFE SECURITIES LLC (RIDGELAND MS)

MS

06/05/2018 - 02/11/2020

MWA FINANCIAL SERVICES INC. (FLORENCE MS)

MS

08/01/2013 - 04/06/2018

NYLIFE SECURITIES LLC (FLORENCE MS)

MS

03/01/2013 - 05/28/2013

MWA FINANCIAL SERVICES INC. (FLORENCE MS)

AZ

08/04/2000 - 03/19/2001

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

MA

01/04/1999 - 10/29/1999

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

01/04/1999 - 10/29/1999

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/06/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Wayne Anthony Hervey. Review regulatory record here.
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