Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Andrew Hoffman is a registered investment advisor representative with Zacks Investment Management, Inc., a firm with 70 investment advisor representatives and 48 registered representatives. Wayne Andrew Hoffman has been in the industry for 21 years. Wayne Andrew Hoffman is licensed to provide financial planning, portfolio management for individuals, portfolio management for businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. Wayne Andrew Hoffman is also registered to provide advisory services in 28 states, including Illinois, Ohio, and many other states. Prior to joining Zacks Investment Management, Inc., Wayne Andrew Hoffman was employed by LBMZ Securities Inc. and Arrow Investment Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Creates and manages quantitative investment models that are licensed to sponsors of uits and etfs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
06/07/2018 - Present
Zacks Investment Management, Inc. (CHICAGO IL)
MD
04/11/2014 - 08/07/2017
ARCHER DISTRIBUTORS, LLC (LAUREL MD)
IL
05/24/2013 - 03/31/2014
SUPERFUND USA, LLC (CHICAGO IL)
TX
08/17/2011 - 08/01/2012
NEXBANK SECURITIES INC (DALLAS TX)
MN
08/04/2010 - 08/24/2011
OCTAVUS LLC (EXCELSIOR MN)
NJ
01/05/2005 - 06/24/2009
FRED ALGER & COMPANY, INCORPORATED (JERSEY CITY NJ)
CT
04/02/2003 - 12/15/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
03/12/2001 - 01/24/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
MA
08/28/2000 - 02/06/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/28/2000 - 02/06/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
02/17/1999 - 08/16/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 07/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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