Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Wurtsbaugh is a financial professional based in Austin, Texas. Wayne has been a registered representative since 1995 and currently holds registrations with FINRA and the state of Texas. Wayne is associated with Aquas Financial, LLC. Wayne holds a Series 7, Series 63, Series 24, Series 27, Series 3, and Series 99TO licenses and has more than 25 years of industry experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2021 - Present
Aquas Financial, LLC (Austin TX)
NY
03/31/2004 - 04/28/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
06/20/2002 - 08/20/2002
NT SECURITIES LLC (CHICAGO IL)
IL
06/08/2000 - 09/06/2000
YOURTRADE.COM SECURITIES, INC. (CHICAGO IL)
NA
06/03/1997 - 06/09/1998
INVESTEC SECURITIES CORPORATION
TX
09/05/1995 - 04/30/1997
WILLIAMS, BUCHANAN & COMPANY, INC. (DALLAS TX)
BC
Issued 04/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2021
Series 24 - General Securities Principal Examination
BC
Issued 04/04/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/28/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1996
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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