Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Wayne? Claim Your ProfileWayne Cassriel is a financial advisor at Kovack Advisors, Inc. Wayne has been in the financial services industry since 1995. Wayne is registered in multiple states including California, Colorado, Florida, Hawaii, Maine, New Mexico, New York, Texas and Utah. He specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers. Wayne is also a registered representative of Kovack Securities, Inc., a broker-dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
05/19/2017 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
CA
02/12/2015 - 05/20/2017
TKG FINANCIAL, LLC (SANTA BARBARA CA)
CA
02/08/2013 - 05/07/2014
SECURITIES AMERICA, INC. (SANTA BARBARA CA)
CA
09/28/2010 - 02/12/2013
LPL FINANCIAL LLC (SANTA BARBARA CA)
CA
09/20/2005 - 08/06/2010
NATIONAL PLANNING CORPORATION (SANTA BARBARA CA)
NY
07/20/1994 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 01/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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