Unclaimed
Waymon Reuben Tipton is a financial advisor with over 30 years of experience in the industry. Waymon is currently registered with Robert W. Baird & Co. Inc. and is licensed to provide investment advice in Tennessee, Alabama, Georgia, Ohio, Texas. Prior to joining Robert W. Baird & Co. Inc., Waymon was employed with J.J.B. HILLIARD, W.L. LYONS, LLC. Waymon holds the Series 3, 7, 24, 63, 65 and 66 securities licenses and is a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
10/18/2019 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
TN
06/25/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Nashville TN)
TN
01/14/2013 - 04/01/2019
AVONDALE PARTNERS, LLC (NASHVILLE TN)
TN
07/16/2010 - 01/15/2013
STEPHENS (NASHVILLE TN)
TN
06/01/2009 - 07/22/2010
MORGAN STANLEY SMITH BARNEY (NASHVILLE TN)
TN
04/04/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NASHVILLE TN)
NY
08/15/2001 - 04/03/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/14/1994 - 08/21/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/25/1993 - 01/20/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
GA
07/27/1990 - 07/12/1993
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
NA
06/11/1986 - 07/27/1990
AMERISTAR CAPITAL MARKETS, INC.
BOTH
Issued 07/26/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/21/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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