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Watson Whiteside Powell

Bofa Securities, Inc.

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About Watson Whiteside Powell

Watson Whiteside Powell is a registered representative with Bofa Securities, Inc. Watson has over 20 years of experience in the financial services industry. Watson is also registered with the state of North Carolina. Watson has passed several securities exams, including the Series 7TO, Series 63, Series 52, Series 53, and Series 79. In addition to Bofa Securities, Inc., Watson has worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Tryon Securities, LLC, and Wells Fargo Securities, LLC. Watson specializes in research-related services.

Firm Information

Watson Powell is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Watson Powell’s Registration & Firm History

NC

05/10/2019 - Present

Bofa Securities, Inc. (CHARLOTTE NC)

NC

10/18/2018 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

11/30/2017 - 10/01/2018

FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)

NC

08/02/2012 - 10/09/2017

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

NC

03/27/2009 - 07/31/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NC

02/16/2000 - 04/06/2009

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/18/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 07/30/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/14/2000

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Watson Whiteside Powell. Review regulatory record here.
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