Unclaimed
Watson Whiteside Powell is a registered representative with Bofa Securities, Inc. Watson has over 20 years of experience in the financial services industry. Watson is also registered with the state of North Carolina. Watson has passed several securities exams, including the Series 7TO, Series 63, Series 52, Series 53, and Series 79. In addition to Bofa Securities, Inc., Watson has worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Tryon Securities, LLC, and Wells Fargo Securities, LLC. Watson specializes in research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
05/10/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
NC
10/18/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
11/30/2017 - 10/01/2018
FIRST TRYON SECURITIES, LLC (CHARLOTTE NC)
NC
08/02/2012 - 10/09/2017
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
03/27/2009 - 07/31/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
02/16/2000 - 04/06/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 02/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/30/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/14/2000
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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