Unclaimed
Wassan Mazan Kasey is a financial professional with over 10 years of experience in the financial services industry. Wassan has worked for several firms, including Northern Lights Distributors, LLC and Morgan Stanley DW Inc. Wassan is currently registered with Capital Client Group, Inc. and has a broad range of experience in securities and investment products. Wassan holds several licenses including Series 3, 7, 26, 31, 63, and 66. Wassan specializes in providing investment advice to individuals and businesses, including financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
11/14/2017 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
NE
03/19/2014 - 10/31/2017
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NY
09/30/2004 - 02/01/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 08/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/29/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2004
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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