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Wassan Mazan Kasey

Capital Client Group, Inc.

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About Wassan Mazan Kasey

Wassan Mazan Kasey is a financial professional with over 10 years of experience in the financial services industry. Wassan has worked for several firms, including Northern Lights Distributors, LLC and Morgan Stanley DW Inc. Wassan is currently registered with Capital Client Group, Inc. and has a broad range of experience in securities and investment products. Wassan holds several licenses including Series 3, 7, 26, 31, 63, and 66. Wassan specializes in providing investment advice to individuals and businesses, including financial planning and portfolio management.

Firm Information

Wassan Kasey is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Wassan Kasey’s Registration & Firm History

CA

11/14/2017 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NE

03/19/2014 - 10/31/2017

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

NY

09/30/2004 - 02/01/2006

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 08/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/01/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/29/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2016

Series 3 - National Commodity Futures Examination

BC

Issued 03/19/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/28/2004

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Wassan Mazan Kasey.
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