Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Wendell Weeks is a financial advisor currently registered with Cetera Investment Advisers LLC. Warren has been in the financial services industry since November 4, 1994. Prior to joining Cetera Investment Advisers LLC, Warren was registered with First Allied Securities, Inc., Morgan Stanley DW Inc., and Investment Management & Research, Inc. Warren's registrations include Series 7, Series 31, Series 63, Series 99TO, and SIE licenses. Warren's current registrations include both Broker/Dealer and Investment Advisor representative licenses. Warren's specializations include retirement planning, college savings, estate planning, insurance, and tax planning. Warren is available to provide financial planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/12/2020 - Present
Cetera Investment Advisers LLC (COCOA FL)
FL
12/03/2004 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (COCOA FL)
NY
04/06/1995 - 12/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
01/13/1994 - 06/13/1994
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
BC
Issued 4/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/13/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 1/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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