Unclaimed
Warren Victor Einolander is a financial advisor with Wells Fargo Advisors Financial Network, LLC and has been in the industry since January 23, 1989. Warren is registered to provide investment advice in California, Texas, Alabama, Illinois, Nevada, and New Jersey. Warren has experience in various investment products and services, including securities, futures, and direct participation programs. Warren also provides financial planning and investment consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/06/2016 - Present
Wells Fargo Advisors Financial Network, LLC (LOMPOC CA)
CA
01/01/2008 - 04/09/2010
WELLS FARGO ADVISORS, LLC (LOMPOC CA)
CA
10/04/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LOMPOC CA)
MN
08/08/2000 - 10/05/2001
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
CA
01/26/1998 - 09/21/1999
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
CA
05/08/1997 - 01/08/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
02/17/1994 - 05/01/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/20/1993 - 01/14/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
11/26/1991 - 01/04/1993
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
12/18/1987 - 11/14/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/18/1987 - 11/14/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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