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Warren T Brashear

Wells Fargo Clearing Services, LLC

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About Warren T Brashear

Warren T. Brashear is a financial advisor who has been in the industry since 1995. Warren is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2022. Previously, Warren was affiliated with Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc. Warren has passed the Series 63, 66, 7, 8, 9, 10, 99TO, and SIE exams. Warren has experience providing financial planning, investment consulting services, and portfolio management for both businesses and individuals. Warren is also a Board of Director for American Aviation.

Firm Information

Warren Brashear is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Warren Brashear’s Registration & Firm History

TN

08/25/2022 - Present

Wells Fargo Clearing Services, LLC (MEMPHIS TN)

TN

08/12/2013 - 03/04/2022

FIDELITY BROKERAGE SERVICES LLC (GERMANTOWN TN)

TN

08/23/1999 - 08/02/2013

CHARLES SCHWAB & CO., INC. (GERMANTOWN TN)

WI

01/23/1998 - 07/21/1999

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

12/02/1997 - 07/21/1999

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MI

11/18/1994 - 12/04/1997

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BOTH

Issued 03/22/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/13/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Warren T Brashear. Review regulatory record here.
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