Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Stuart Prelle is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Warren has over 5 years of experience in the financial services industry. Warren has a Series 66, Series 63, Series 24, Series 7, and Series 31. Warren is registered in Texas as a broker. Prior to joining The Leaders Group, Inc., Warren was a financial advisor at Lincoln Financial Securities Corporation in Houston, TX. Warren also held positions at Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/29/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TX
11/26/2013 - 02/13/2019
LINCOLN FINANCIAL SECURITIES CORPORATION (HOUSTON TX)
NY
07/12/1999 - 09/28/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/30/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1999
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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