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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Alstodt is a financial advisor who has been in the industry since 1993. Warren is registered with Stifel, Nicolaus & Company, Inc. and is located in Garden City, New York. Warren has a wide range of experience and holds multiple licenses including Series 3, 7, 9, 10, 63, and 65. Warren has also passed the Securities Industry Essentials Examination (SIE). Warren is a Certified Financial Planner (CFP®) and has been with Stifel since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/05/2020 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
06/01/2009 - 06/04/2012
MORGAN STANLEY SMITH BARNEY (JERICHO NY)
NY
06/19/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
NY
11/19/1993 - 06/05/1996
M. R. BEAL & COMPANY (NEW YORK NY)
NY
02/08/1993 - 10/25/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 3 - National Commodity Futures Examination
BC
Issued 02/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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