Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Smoot Carter iii is a registered representative with Elevation, LLC and holds Series 7, Series 63, and SIE licenses. Warren has been in the industry since July 29, 2017. Warren's previous experience includes a role at EMERSON EQUITY LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/25/2018 - Present
Elevation, LLC (Larkspur CA)
CA
07/28/2017 - 05/22/2018
EMERSON EQUITY LLC (Sausalito CA)
BC
Issued 04/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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