Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Heckendorn is a financial advisor with Wells Fargo Clearing Services, LLC, with more than 25 years of experience in the financial services industry. Warren has held positions at several firms, including LPL Financial LLC, LM Financial Partners, Inc., Raymond James Financial Services, Inc., and PaineWebber Incorporated. Warren holds Series 6, 7, 9, 10, 24, 63, and 65 licenses, as well as a SIE designation. Warren offers financial planning, portfolio management for individuals and businesses, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/24/2012 - Present
Wells Fargo Clearing Services, LLC (LAKE JACKSON TX)
TX
09/17/2002 - 02/27/2012
LPL FINANCIAL LLC (LAKE JACKSON TX)
LA
09/14/2001 - 09/23/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
FL
02/26/1999 - 08/31/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
TN
12/10/1996 - 11/09/1998
TRANS FINANCIAL INVESTMENT SERVICES, INC. (NASHVILLE TN)
IN
08/18/1998 - 10/28/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
NJ
05/24/1995 - 12/16/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MA
11/15/1993 - 05/19/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
05/04/1995 - 05/08/1995
COPELAND EQUITIES, INC. (SOMERSET NJ)
IA
Issued 07/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Warren Heckendorn is the right advisor for you? Invested Better is here to help.
