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Warren Philip Rogers

Cetera Advisor Networks LLC

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About Warren Philip Rogers

Warren Philip Rogers is a registered representative with Cetera Advisor Networks LLC, headquartered in FAIRVIEW PARK, OH. Warren has been in the securities industry since 1992 and has worked with several firms over the years, including MML Investors Services, Inc., Consumer Concepts Investments, Inc. and First American National Securities, Inc. Warren has a Series 63, Series 6 and Series 7 license. Warren is currently registered in Ohio.

Firm Information

Warren Rogers is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Warren Rogers’s Registration & Firm History

OH

03/21/2006 - Present

Cetera Advisor Networks LLC (FAIRVIEW PARK OH)

MA

04/20/2005 - 01/27/2006

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

03/08/2002 - 07/06/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

GA

08/24/2001 - 04/01/2002

CONSUMER CONCEPTS INVESTMENTS, INC. (AUSTELL GA)

GA

10/15/1996 - 02/24/2001

WMA SECURITIES, INC. (DULUTH GA)

NA

04/25/1988 - 04/10/1989

AMERICAN PACIFIC SECURITIES CORPORATION

NA

07/11/1985 - 06/09/1988

ROBERT THOMAS SECURITIES, INC

NA

08/12/1983 - 06/05/1985

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

BC

Issued 08/12/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/14/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Warren Philip Rogers.
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