Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Paul Brockett is a financial advisor registered with Cambridge Investment Research Advisors, Inc. Warren has been active in the financial services industry since March 25, 2005. Warren has been with Cambridge Investment Research Advisors, Inc. since June 27, 2024, and has held previous roles at MML Investors Services, LLC, AXA Advisors, LLC, Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. Warren is licensed to provide investment advice in several states including Maryland, Arizona, Delaware, District of Columbia, Florida, Indiana, Kentucky, Maine, Massachusetts, New York, North Carolina, Pennsylvania, Vermont and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MD
06/27/2024 - Present
Cambridge Investment Research Advisors, Inc. (Annapolis, MD)
MD
09/12/2018 - 07/01/2024
MML INVESTORS SERVICES, LLC (Columbia MD)
MD
09/23/2013 - 09/10/2018
AXA ADVISORS, LLC (COLUMBIA MD)
MD
03/22/2005 - 09/19/2013
LINCOLN FINANCIAL ADVISORS CORPORATION (MILLERSVILLE MD)
IN
03/22/2005 - 04/18/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 04/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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