Unclaimed
Warren Neil Howard is an Investment Advisor Representative at On Investment Management Co. Warren has been in the industry since June 24, 1982 and has held licenses with numerous firms over the years. Warren's current licenses are active in Kentucky and West Virginia. Warren specializes in providing investment advice to individuals, high-net-worth individuals, charitable organizations, and pension and profit sharing plans. Warren's firm, On Investment Management Co., has a strong track record of success and offers a variety of investment services to its clients. Warren's experience and expertise make Warren a valuable resource for clients seeking investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
10/26/2018 - Present
ON Investment Management Co. (LEXINGTON KY)
NA
02/25/1985 - 08/21/1985
MANAGED INVESTMENTS, INC.
NA
06/21/1982 - 02/20/1985
THE O.N. EQUITY SALES COMPANY
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/14/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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