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Warren Neil Howard

ON Investment Management Co.

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About Warren Neil Howard

Warren Neil Howard is an Investment Advisor Representative at On Investment Management Co. Warren has been in the industry since June 24, 1982 and has held licenses with numerous firms over the years. Warren's current licenses are active in Kentucky and West Virginia. Warren specializes in providing investment advice to individuals, high-net-worth individuals, charitable organizations, and pension and profit sharing plans. Warren's firm, On Investment Management Co., has a strong track record of success and offers a variety of investment services to its clients. Warren's experience and expertise make Warren a valuable resource for clients seeking investment advice and guidance.

Firm Information

Warren Howard is currently registered with ON Investment Management Co.. ON Investment Management Co. is an investment advisor registered with the SEC with its main office in Cincinnati, Ohio. The firm has 206 licensed agents and manages approximately $2.2 billion in regulatory assets under management for individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm offers financial planning, portfolio management, and other advisory services.
ON Investment Management Co.

ONE FINANCIAL WAY

CINCINNATI, OH 45242

$2.20B

Assets Under Management

275

Total Clients

196

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Warren Howard’s Registration & Firm History

KY

10/26/2018 - Present

ON Investment Management Co. (LEXINGTON KY)

NA

02/25/1985 - 08/21/1985

MANAGED INVESTMENTS, INC.

NA

06/21/1982 - 02/20/1985

THE O.N. EQUITY SALES COMPANY

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Licenses & Designations

IA

Issued 09/10/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/24/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2005

Series 7 - General Securities Representative Examination

BC

Issued 05/25/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/14/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Warren Neil Howard.
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