Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Eckloff is a financial professional with over 30 years of experience in the industry. Warren is currently registered with Piper Sandler & Co. and has held prior positions at RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Hanifen, Imhoff Inc., Underwood, Neuhaus & Co., Incorporated, Stern Brothers & Co., and Coughlin and Company, Inc. Warren has a broad range of experience and holds several licenses and designations, including Series 7, 8, 9, 10, 24, 50, 52TO, 53, 63, 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
10/01/2019 - Present
Piper Sandler & Co. (DENVER CO)
FL
03/20/2002 - 12/17/2019
RBC CAPITAL MARKETS, LLC (PALM BEACH GARDENS FL)
MO
01/12/2000 - 03/26/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
CO
02/23/1998 - 04/13/2000
HANIFEN, IMHOFF INC. (DENVER CO)
CO
02/03/1989 - 02/23/1998
HANIFEN, IMHOFF INC. (DENVER CO)
TX
09/14/1988 - 02/07/1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED (HOUSTON TX)
NA
04/22/1988 - 09/28/1988
STERN BROTHERS & CO.
NA
10/20/1982 - 01/11/1988
COUGHLIN AND COMPANY, INC.
BC
Issued 05/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/15/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Warren Eckloff is the right advisor for you? Invested Better is here to help.
