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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Michael Cohen is a financial advisor with Commonwealth Financial Network. Warren has over 25 years of experience in the financial services industry. Warren is registered to provide investment advice and securities brokerage services in 18 states and the District of Columbia. Warren has a Series 3, 7, 31, and 63 licenses. Warren also has a Series 65 license, which allows Warren to provide investment advisory services. Warren is a registered representative of Commonwealth Financial Network. Warren has experience in the securities and investment advisory industry. Warren specializes in helping clients with financial planning, portfolio management, and retirement planning. Warren is also a registered representative of Commonwealth Financial Network, where Warren provides securities brokerage services to clients. Warren's goal is to help clients reach their financial goals by providing them with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (Stanfordville NY)
NY
05/20/2005 - 10/12/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/25/1999 - 06/08/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
02/15/1988 - 01/26/1989
SHEARSON LEHMAN HUTTON INC.
NA
07/21/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 07/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/23/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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