Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Harding is a financial professional with over 18 years of experience in the securities industry. Warren is currently registered with Brean Capital, LLC in Virginia Beach, Virginia. Warren has a broad range of experience, having previously worked at Gleacher & Company Securities, Inc. and Morgan Stanley & Co. Incorporated. Warren's experience encompasses a wide variety of securities products and services. Warren is committed to providing personalized financial guidance and investment solutions to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
09/12/2012 - Present
Brean Capital, LLC (VIRGINIA BEACH VA)
NY
04/25/2011 - 08/09/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
02/16/2005 - 05/03/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/22/2007 - 10/30/2008
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
BC
Issued 03/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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