Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Kwan is a financial professional with over 15 years of experience in the industry. Warren is currently registered with Park Avenue Securities LLC and has been with the firm since 2017. Previously, Warren was registered with MML Investors Services, LLC, PRUCO Securities, LLC., and MetLife Securities Inc. Warren is a Series 7, Series 26, Series 63, and Series 66 licensed professional. Warren specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Warren's professional experience includes working with clients on a variety of financial needs, including retirement planning, investment management, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2017 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
10/10/2014 - 06/22/2017
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NJ
11/02/2012 - 03/18/2013
PRUCO SECURITIES, LLC. (PARAMUS NJ)
NY
03/21/2011 - 04/18/2012
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
10/26/2009 - 10/11/2010
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
04/11/2008 - 09/18/2009
METLIFE SECURITIES INC. (BROOKLYN NY)
CT
10/02/2007 - 03/17/2008
SOURCE CAPITAL GROUP, INC. (WESTPORT CT)
NY
04/18/2005 - 09/30/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/05/2002 - 03/19/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
BOTH
Issued 04/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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