Unclaimed
Warren Clinton is a registered representative with Cantor Fitzgerald & Co. based in New York, New York. Warren has been in the financial services industry since July 5, 1999, and has held previous roles with Olivetree Financial, LLC, Deutsche Bank Securities Inc. and HSBC Securities (USA) Inc. Warren holds the Series 7 and Securities Industry Essentials (SIE) licenses and is a registered representative with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/18/2023 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
11/06/2019 - 07/18/2022
OLIVETREE FINANCIAL, LLC (NEW YORK NY)
NY
12/13/2001 - 10/10/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/29/1998 - 11/29/2001
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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