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Warren Kevin Clinton

Cantor Fitzgerald & Co.

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About Warren Kevin Clinton

Firm Information

Warren Clinton is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & CO. is a Partnership that was formed on September 25, 1992 and is approved in 52 states and the District of Columbia. The firm has been registered with the SEC since 1992.
Cantor Fitzgerald & Co.

110 EAST 59TH STREET

NEW YORK, NY 10022

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Warren Clinton’s Registration & Firm History

NY

07/18/2023 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

11/06/2019 - 07/18/2022

OLIVETREE FINANCIAL, LLC (NEW YORK NY)

NY

12/13/2001 - 10/10/2019

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/29/1998 - 11/29/2001

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Warren Kevin Clinton.
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