Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren judson? Claim Your ProfileWarren Judson Scroggie is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. located in Ocala, Florida. Warren has been in the financial industry since April 1999 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bank of America Investment Services, Inc., and Morgan Stanley DW Inc. Warren holds the Series 7, Series 31 and Series 66 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
04/05/2024 - Present
Raymond James Financial Services Advisors, Inc. (Ocala FL)
FL
10/23/2009 - 04/09/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OCALA FL)
FL
03/12/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OCALA FL)
NY
04/08/1999 - 03/15/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/26/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/31/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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