Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren James Bausert is a financial advisor with over 35 years of experience in the financial services industry. Warren is currently registered with LPL Financial LLC and has been with the firm since May 2008. Prior to joining LPL Financial, Warren was a financial advisor with Financial Resources Group Investment Services, LLC, where he worked from April 2018 to October 2023. Warren has also held positions with IFMG Securities, Inc., Independent Financial Securities, Inc., Dime Securities of NY, Inc., Invest Financial Corporation, Michael Philip Securities, Inc., Margate Securities, Inc., and Investors Center Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (JERICHO NY)
NY
05/03/2018 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Jericho NY)
NY
09/17/1997 - 05/27/2008
IFMG SECURITIES, INC. (VALLEY STREAM NY)
NA
02/10/1995 - 08/05/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
07/02/1992 - 01/03/1995
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
WI
11/05/1987 - 08/03/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
12/23/1986 - 08/24/1987
MICHAEL PHILIP SECURITIES, INC.
NA
08/22/1986 - 12/22/1986
MARGATE SECURITIES, INC.
NA
05/20/1986 - 09/04/1986
INVESTORS CENTER INCORPORATED
BOTH
Issued 06/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Warren Bausert is the right advisor for you? Invested Better is here to help.
