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Warren Huton

Pruco Securities, LLC

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About Warren Huton

Warren Huton is a financial advisor who has been in the industry since June 2019. Warren is currently registered with Pruco Securities, LLC. Warren has been registered with Pruco Securities, LLC since December 2022, and prior to that, worked for Prudential Investment Management Services LLC. Warren is licensed to provide investment advice in New Jersey and Florida and has successfully passed exams for the Series 63, Series 6TO, and SIE exams. Warren specializes in helping clients with investments.

Firm Information

Warren Huton is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Warren Huton’s Registration & Firm History

NJ

12/22/2022 - Present

Pruco Securities, LLC (NEWARK NJ)

NJ

03/10/2021 - 12/09/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CT

06/06/2019 - 03/16/2021

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

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Licenses & Designations

BC

Issued 07/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/12/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Warren Huton.
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