Unclaimed
Warren Hunter Vickery is a registered representative in Nebraska with Axos Clearing LLC. Warren has been in the securities industry since 2021. Warren is a licensed Series 7, Series 63, and SIE representative. Warren holds a current registration with the Financial Industry Regulatory Authority (FINRA). Warren's previous employer was TD Ameritrade, Inc. Warren is currently located at 15950 West Dodge Road, Suite 300, Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/26/2023 - Present
Axos Clearing LLC (Omaha NE)
NE
01/07/2021 - 10/06/2022
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 01/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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