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Warren Hunter Vickery

Axos Clearing LLC

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About Warren Hunter Vickery

Warren Hunter Vickery is a registered representative in Nebraska with Axos Clearing LLC. Warren has been in the securities industry since 2021. Warren is a licensed Series 7, Series 63, and SIE representative. Warren holds a current registration with the Financial Industry Regulatory Authority (FINRA). Warren's previous employer was TD Ameritrade, Inc. Warren is currently located at 15950 West Dodge Road, Suite 300, Omaha, Nebraska.

Firm Information

Warren Vickery is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Warren Vickery’s Registration & Firm History

NE

01/26/2023 - Present

Axos Clearing LLC (Omaha NE)

NE

01/07/2021 - 10/06/2022

TD AMERITRADE, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 01/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2021

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Warren Hunter Vickery.
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