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Warren Harvey

Robinhood Securities, LLC

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About Warren Harvey

Warren Harvey has been in the securities industry since March 6, 1999 and holds multiple licenses including Series 4, 7, 24, 52, 53, 57, 63, 99, and the SIE. Currently, Warren is registered with Robinhood Securities, LLC in Florida. Prior to joining Robinhood Securities, LLC, Warren was registered with Pershing LLC and Ally Invest Securities LLC. Warren has also held previous registrations with MB Trading, Zecco Trading, Inc. and Empire Financial Group, Inc.

Firm Information

Warren Harvey is currently registered with Robinhood Securities, LLC. Robinhood Securities, LLC is a Limited Liability Company formed in 2016 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Warren Harvey’s Registration & Firm History

FL

04/30/2021 - Present

Robinhood Securities, LLC (Lake Mary FL)

FL

10/22/2019 - 01/20/2021

PERSHING LLC (LAKE MARY FL)

FL

04/07/2006 - 10/18/2019

ALLY INVEST SECURITIES LLC (FORT LAUDERDALE FL)

FL

01/05/2016 - 03/30/2016

MB TRADING (Fort Lauderdale FL)

CA

08/14/2012 - 12/20/2012

ZECCO TRADING, INC. (GLENDALE CA)

FL

12/11/2003 - 10/19/2004

EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)

OR

09/30/1996 - 04/02/2003

BIDWELL & COMPANY (PORTLAND OR)

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Licenses & Designations

BC

Issued 03/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/05/2007

Series 24 - General Securities Principal Examination

BC

Issued 06/15/2006

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 12/28/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Warren Harvey.
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