Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Strauss has been in the financial services industry for over 40 years. Warren is currently registered with LPL Financial LLC and is located in Bradenton, Florida. Prior to joining LPL Financial LLC, Warren has held positions at firms such as Ameriprise Financial Services, LLC, Oppenheimer & Co. Inc., Moors & Cabot, Inc., First Albany Corporation, Smith Barney Inc., Legg Mason Wood Walker, Incorporated, Hambrecht & Quist Incorporated, and Dean Witter Reynolds Inc. Warren offers a wide range of investment services, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/04/2023 - Present
LPL Financial LLC (BRADENTON FL)
FL
02/10/2017 - 05/10/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Sarasota FL)
FL
04/05/2011 - 02/15/2017
OPPENHEIMER & CO. INC. (SARASOTA FL)
MA
06/18/1997 - 04/20/2011
MOORS & CABOT, INC. (BOSTON MA)
NY
02/23/1996 - 06/06/1997
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
07/01/1994 - 02/20/1996
SMITH BARNEY INC. (NEW YORK NY)
MD
08/17/1989 - 06/22/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
CA
01/08/1988 - 08/14/1989
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
NA
10/24/1984 - 12/23/1987
DEAN WITTER REYNOLDS INC.
NA
01/19/1981 - 04/18/1983
DEAN WITTER REYNOLDS INC.
IA
Issued 03/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/18/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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