Unclaimed
Warren Hamilton May is a financial professional with over 40 years of experience in the industry. Warren has been registered with FINRA since 1977. Warren is currently registered with TAG Capital Partners. Warren has previously worked with Principal Securities, Inc., The Leaders Group, Inc., The O.N. Equity Sales Company, Lincoln Financial Distributors, Inc., The Lincoln National Life Insurance Company, Jefferson Pilot Securities Corporation, Tower Square Securities, Inc., and Advantage Capital Corporation. Warren is licensed in Series 1, 7, 24, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/22/2023 - Present
TAG Capital Partners (New York NY)
IA
01/16/2020 - 07/20/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
03/29/2010 - 12/31/2019
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
CO
04/23/2009 - 03/30/2010
THE LEADERS GROUP, INC. (LITTLETON CO)
OH
12/15/2006 - 03/13/2007
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
PA
04/26/2006 - 01/03/2007
LINCOLN FINANCIAL DISTRIBUTORS, INC. (PHILADELPHIA PA)
IN
07/06/2006 - 12/31/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NC
09/12/2002 - 05/08/2006
JEFFERSON PILOT SECURITIES CORPORATION (GREENSBORO NC)
CA
05/17/1996 - 09/06/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
GA
08/15/1994 - 05/24/1996
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
CA
08/16/1977 - 08/15/1994
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 07/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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