Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Gerald Child is a registered investment advisor representative with UBS Financial Services Inc. in Tacoma, Washington. Warren is a seasoned professional with over 40 years of experience in the industry. Warren has held several positions at other firms including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Murphey Favre, Inc. Warren holds a wide range of licenses and qualifications, including the Series 7, Series 10, Series 9, Series 31, Series 63 and Series 65 licenses. Warren is also a member of various professional organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
06/10/2011 - Present
UBS Financial Services Inc. (TACOMA WA)
WA
06/01/2009 - 07/27/2011
MORGAN STANLEY SMITH BARNEY (FEDERAL WAY WA)
WA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OLYMPIA WA)
WA
04/11/1997 - 04/02/2007
MORGAN STANLEY DW INC. (OLYMPIA WA)
CA
03/01/1983 - 04/15/1997
MURPHEY FAVRE, INC. (IRVINE CA)
IA
Issued 01/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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