Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren G Rogers ii is a financial advisor with Cetera Investment Advisers LLC. Warren has been working in the financial services industry since 2007. Prior to joining Cetera Investment Advisers LLC, Warren was employed by SunTrust Investment Services, Inc., Fifth Third Securities, Inc. and J.P. Morgan Securities LLC. Warren holds FINRA Series 6, 7, 63, 65 and 66 licenses, and is registered with the State of Tennessee as a Registered Investment Advisor. Warren specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
01/12/2023 - Present
Cetera Investment Advisers LLC (BRENTWOOD TN)
TN
03/28/2019 - 10/22/2020
FIFTH THIRD SECURITIES, INC. (NASHVILLE TN)
TN
08/19/2015 - 03/15/2019
SUNTRUST INVESTMENT SERVICES, INC. (BRENTWOOD TN)
TN
03/18/2015 - 08/10/2015
FIFTH THIRD SECURITIES, INC. (FRANKLIN TN)
FL
10/01/2012 - 03/11/2015
J.P. MORGAN SECURITIES LLC (WELLINGTON FL)
FL
02/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WELLINGTON FL)
FL
02/27/2008 - 02/03/2010
METLIFE SECURITIES INC. (WEST PALM BEACH FL)
NY
07/25/2003 - 11/10/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
07/15/2003 - 07/28/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
TX
05/19/2003 - 05/27/2003
AMEREST SECURITIES, INC. (DALLAS TX)
FL
01/03/2003 - 05/14/2003
GUNNALLEN FINANCIAL, INC (TAMPA FL)
IA
Issued 11/10/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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