Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Emil Luter is a financial advisor who has been in the industry since 2004. Currently, Warren Luter is registered with Stifel, Nicolaus & Company, Inc., where he has been since June 2015. Previously, Warren Luter was with Sterne, Agee & Leach, Inc. in Memphis, Tennessee from 2008 to 2015, Countrywide Securities Corporation in Plano, Texas from 2007 to 2008 and Morgan Keegan & Company, Inc. in Dallas, Texas from 2004 to 2007. Warren Luter holds licenses for Series 63, 24, 52TO, SIE, 7, and 52. Warren Luter is registered in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
10/08/2008 - 06/05/2015
STERNE, AGEE & LEACH, INC. (MEMPHIS TN)
TX
07/25/2007 - 08/12/2008
COUNTRYWIDE SECURITIES CORPORATION (PLANO TX)
TX
06/28/2004 - 07/27/2007
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
BC
Issued 07/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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