Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Edward MacH is an investment advisor representative with D.a. Davidson & Co., having been with them since March 2010. Prior to that, Warren had a long career in the financial industry. Warren is registered to provide investment advice in several states, including Washington, Texas, and many others. Warren holds Series 7, 8, 9, 10, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
04/16/2010 - Present
D.a. Davidson & Co. (PUYALLUP WA)
WA
08/18/2006 - 03/11/2010
RBC CAPITAL MARKETS CORPORATION (SEATTLE WA)
WA
08/12/2006 - 09/05/2006
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
04/01/1996 - 08/12/2006
PIPER JAFFRAY & CO. (SEATTLE WA)
NY
11/12/1991 - 04/10/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/03/1988 - 12/09/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
03/22/1983 - 05/12/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/26/1978 - 01/18/1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/02/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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