Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren McPeters is an investment advisor representative at UBS Financial Services Inc. Warren has over 39 years of experience in the financial services industry. Warren has been registered with the Securities and Exchange Commission since 1983. Warren is also registered with the Financial Industry Regulatory Authority (FINRA). Warren has passed the Series 63, Series 66, Series 7, and SIE exams. Warren has a wide range of experience working with individual investors, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
09/23/2024 - Present
UBS Financial Services Inc. (Hunt Valley MD)
MD
04/28/2009 - 07/20/2022
RBC CAPITAL MARKETS, LLC (BALTIMORE MD)
MD
02/21/2006 - 05/15/2009
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
MD
11/03/1987 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/30/1987 - 11/04/1987
LEGG MASON MASTEN INC.
NA
10/19/1983 - 10/31/1987
LEGG MASON WOOD WALKER, INCORPORATED
BOTH
Issued 10/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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