Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Haroldsen is a financial advisor with Fidelity Brokerage Services LLC, working from the SALT LAKE CITY branch. Warren has been in the securities industry since June 30, 2013. Warren is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative, and holds the Series 63, Series 7 and SIE licenses. Warren is also registered with the state of Utah as a Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
05/28/2019 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
05/14/2013 - 04/09/2019
MORGAN STANLEY (SOUTH JORDAN UT)
IA
Issued 02/17/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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