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Warren Daniels

Loop Capital Markets LLC

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About Warren Daniels

Warren Daniels is a securities professional with over 30 years of experience in the financial industry. Warren is currently registered with Loop Capital Markets LLC and is located in Atlanta, Georgia. Warren has held previous positions at PNC Capital Markets LLC, Morgan Stanley & Co. LLC, and Goldman, Sachs & Co.

Firm Information

Warren Daniels is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Warren Daniels’s Registration & Firm History

GA

09/29/2016 - Present

Loop Capital Markets LLC (ATLANTA GA)

GA

01/23/2014 - 09/15/2016

PNC CAPITAL MARKETS LLC (ATLANTA GA)

GA

05/14/2009 - 01/28/2014

MORGAN STANLEY & CO. LLC (ATLANTA GA)

TX

01/29/2003 - 05/06/2009

LOOP CAPITAL MARKETS LLC (HOUSTON TX)

NY

09/19/1989 - 01/24/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NA

07/24/1985 - 06/19/1987

CAPITAL ALLIANCE INVESTMENTS INCORPORATED

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Licenses & Designations

BC

Issued 08/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/25/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Warren Daniels.
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