Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Redfern is an active investment advisor representative registered with J.P. Morgan Securities LLC. Warren's career in the securities industry began on February 14, 2009. Warren is registered with the Securities Industry and Financial Markets Association (FINRA) as a broker-dealer, holding Series 7, 63, 66, 79TO and SIE licenses. Warren has been registered with the Securities and Exchange Commission (SEC) since November 27, 2001. Warren has experience working with high-net-worth individuals, insurance companies, pension and profit-sharing plans, corporations, and charitable organizations. Prior to joining J.P. Morgan Securities LLC, Warren worked at Scott & Stringfellow, LLC and Davenport & Company LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
VA
08/17/2019 - Present
J.p. Morgan Securities LLC (Richmond VA)
VA
11/09/2004 - 04/26/2012
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
10/03/2001 - 10/15/2004
DAVENPORT & COMPANY LLC (RICHMOND VA)
BC
Issued 09/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/20/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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