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Warren Charles Brice

Btig, LLC

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About Warren Charles Brice

Warren Brice has been a registered representative since September 1994 and has over 27 years of experience in the financial services industry. Warren currently works at Btig, LLC. Prior to that, Warren worked at REDI GLOBAL TECHNOLOGIES LLC, GOLDMAN SACHS EXECUTION & CLEARING, L.P., FIRST OPTIONS OF CHICAGO, INC., and PAINEWEBBER INCORPORATED. Warren is currently registered in 9 states and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Firm Information

Warren Brice is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Warren Brice’s Registration & Firm History

CA

06/11/2024 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

06/27/2013 - 11/07/2023

REDI GLOBAL TECHNOLOGIES LLC (San Francisco CA)

CA

03/30/2004 - 07/22/2013

GOLDMAN SACHS EXECUTION & CLEARING, L.P. (SAN FRANCISCO CA)

IL

11/03/1998 - 06/25/2004

FIRST OPTIONS OF CHICAGO, INC. (CHICAGO IL)

NJ

09/22/1994 - 02/11/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 07/10/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/21/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Warren Charles Brice.
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