Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Warren? Claim Your ProfileWarren Brent Rotto is a registered representative with Allstate Financial Services, LLC, holding Series 6 and Series 63 licenses. Warren has been in the financial services industry since March 1, 2009. Warren has worked with several other firms, including D.B. Frank Investments, Inc. and Brecek & Young Advisors, Inc.. Warren is currently licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/07/2018 - Present
Allstate Financial Services, LLC (Cypress TX)
TX
01/30/2002 - 10/03/2005
D.B. FRANK INVESTMENTS, INC. (BELLAIRE TX)
CA
11/16/1999 - 01/14/2002
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
PA
04/05/1995 - 12/16/1997
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MA
01/21/1993 - 09/09/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/21/1993 - 09/09/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 05/18/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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